Keyword Videos and Podcasts

Each participating scholar chose a keyword to illustrate with a video or podcast.

Please click on the links below to view or listen to each scholar’s contribution.

Oludamini Ogunnaike – Qalb

Yuko Ishihara – Two-fold-being-in-the-world.

Marie-Helene Gorisse – Upayoga.

Maki Sato – Kami.

Louis Komjathy – Pneumatology.

Louis Komjathy – Daoist standing meditation.

Herbert Moyo – Isintu.

Ayodeji Ogunnaike – Ori.

Basho

by Yuko Ishihara

Basho (場所), which literally means “place” in Japanese, is arguably the most important concept in the philosophy of Nishida Kitarō (西田幾多郎1870–1945), a modern Japanese philosopher and founder of the Kyoto School tradition. Nishida’s concept of basho was first introduced in an essay titled “Basho” published in 1926 in the context of seeking the foundations of our knowledge.[1] Taking issue with epistemological positions that assume the knower and known, subject-object distinction to begin with, Nishida wanted to show that the self or consciousness is not primarily an epistemic subject (as Kant and the Neo-Kantians would have it), but the “place” that makes knowledge possible.

But what does it mean to say that the self is a “place?” Ueda Shizuteru (上田閑照, 1926–2019), a third-generation Kyoto School philosopher, has provided a helpful illustration.[2] In Japanese, when one hears the sound of a bell, one would naturally say, “Kane no oto ga kikoeru” (鐘の音が聞こえる), which can be literally translated as “The sound of the bell is heard.” For an English speaker, such a way of speaking sounds odd, for in English it is more natural to say, “I hear the sound of the bell.” Ueda explains that in the English phrase, the experience is grasped and articulated by the subject “I,” while the Japanese phrase is expressive of an event prior to such positing of the “I” as subject. Before the subject takes the experience as one’s own and says, “I hear…,” there is simply the experience of hearing the sound of the bell. There is not yet a subject that is hearing the bell nor is there an object, “the bell,” that is being heard. In his maiden work, Zen no kenkyu (善の研究, 1911), Nishida called this “pure experience.” It is the direct experience prior to the subject-object duality. Now, while the “I” as subject may be absent in such an experience, this is not to say that it is beyond consciousness. Before the self or consciousness becomes the subject of our experience, it withdraws and discloses the ringing of the bell just as it is. In other words, the self or consciousness is the “place” wherein the sound of the bell is heard. It should be noted that Ueda is not suggesting that the structures of our language directly reflect the way we experience reality, but only saying that the natural way of speaking in Japanese can serve as an illustration for the notion of the self at issue.

Nishida himself did not refer to the Japanese language, but turned to the logical structure of subsumptive judgments in order to show that consciousness is the “place” that makes knowledge possible. In the judgment “red is a color,” the predicate and universal “color” subsumes the grammatical subject and particular “red.” If one takes the particularization to its limit, one would reach that which is subject but never predicate, which was Aristotle’s definition of substance (hypokeimenon) and which he identified with individual things. But in order to know such individuals, they must still be subsumed by some universal. Accordingly, Nishida went the other direction and took the universalization to its limit where he found that which is predicate but never subject. Nishida called this “the transcendent predicate plane” (超越的述語面, chōetsuteki jutsugomen). All judgments and, accordingly, all knowledge, is grounded in this transcendent predicate plane, which he also calls “the place of nothingness” (無の場所, mu no basho). It is “nothing” because it cannot be objectified and predicated. Yet it is the “place” of all objectification and predication. This, for Nishida, was none other than the self or consciousness. However, as long as this “nothing” is understood relative to things that are objectified in consciousness, it is “the place of relative nothingness” (相対無の場所, sōtaimu no basho). The “true” place of nothingness, according to Nishida, is “the place of absolute nothingness” (絶対無の場所, zettaimu no basho). Here, absolute nothingness does not mean that there is absolutely nothing as if to suggest a nihilistic position. Rather, it means that the self has completely emptied itself (the self has become absolutely no-thing), letting things present themselves just as they are. According to Nishida, then, our knowledge is ultimately grounded in the place of absolute nothingness where there is no longer a distinction between the knower and the known. Though it was never his intention to provide a philosophical grounding of Zen Buddhism, the idea of the place of absolute nothingness as the selfless ground of our knowledge and reality clearly has its roots in Nishida’s experience in zazen. And it is with this idea that we find Nishida’s most original contribution, which finds no precedent in the history of philosophy.

In the 1930s and 40s, as Nishida’s interests became less focused on epistemological concerns and move more towards the historical reality, his notion of basho took on a new meaning. Basho is no longer understood in terms of consciousness, but the historical world wherein our embodied actions take place. However, this is not to say that the self was no longer important in Nishida’s philosophy. On the contrary, Nishida highlights the co-determining relationship between the self (or what he calls “individuals”) and the socio-historical world. On the one hand, the self is determined by the world in the sense that it is born into and lives in a society. On the other hand, through its actions, the self shapes the world and makes history. In contrast to the earlier period where basho, as the ground of knowledge and reality, was given priority over the “emplaced” (that which is “in the place”), the later period emphasizes the dialectical relationship between the self (the emplaced) and the world (the place, basho).

Nishida’s concept of basho influenced various thinkers not only within philosophy but in the sciences as well. For example, Imanishi Kinji (今西錦司, 1902–1992), a biologist and founder of Japanese primatology, developed the idea of the dialectical relationship between the self and the world from a biological point of view.[3] Kimura Bin (木村敏, 1931–2021), a Japanese psychiatrist, applied Nishida’s idea of basho to understand the nature of the self through an analysis of various mental disorders such as schizophrenia.[4]

Bibliography

Imanishi, Kinji. A Japanese View of Nature The World of Living Things by Kinji Imanishi. Translated by Pamela J. Asquith et al. London: Routledge, 2002.

Kimura, Bin.  Jikan to jiko [時間と自己, Time and Self]. Tokyo: Chuo Koron Shinsha, 1982.

Krummel, John W. M. and Shigenori Nagatomo, trans. Place & Dialectic: Two Essays by Nishida Kitarō. Oxford: Oxford University Press, 2012.

Nishida, Kitarō. “Basho” [場所]. In Hataraku mono kara miru mono e [働くものから見るものへ, From the Acting to the Seeing], Nishida Kitarō Zenshū [西田幾多郎全集, Complete Works of Nishida Kitarō] Vol. 4, edited by Yoshishige Abe et al., 208–89. Tokyo: Iwanami Shoten, 1979.

Ueda, Shizuteru. Nishida Kitarō o yomu [西田幾多郎を読む, Reading Nishida Kitarō]. Tokyo: Iwanami Shoten, 1991.

Related emic terms: Zettai mu (“absolute nothingness”), jikaku (“self-awareness” in Japanese), consciousness, historial world

Related etic terms: Nothingness, being, hypokeimenon, consciousness


[1] See Kitarō Nishida, “Basho”, in Hataraku mono kara miru mono e [働くものから見るものへ, From the Acting to the Seeing], Nishida Kitarō Zenshū [西田幾多郎全集, Complete Works of Nishida Kitarō] Vol. 4, eds. Yoshishige Abe et al. (Tokyo: Iwanami Shoten, 1979), 208-289. The English translation can be found in: John W. Krummel et al. (trans.), Place & Dialectic: Two Essays by Nishida Kitarō (Oxford: Oxford University Press, 2012).

[2] See: Shizuteru Ueda, Nishida Kitarō o yomu [西田幾多郎を読む, Reading Nishida Kitarō] (Tokyo: Iwanami Shoten, 1991), 326-329.

[3] See, for example: Kinji Imanishi, Seibutsu no sekai [生物の世界, The World of Living Things] (Tokyo: Kodansha, 1972). Originally published in 1941. The English translation is provided in: Kinji Imanishi, A Japanese View of Nature: The World of Living Things by Kinji Imanishi, trans. Pamela J. Asquith et al. (London: Routledge, 2002).

[4] See, for example: Bin Kimura, Jikan to jiko [時間と自己, Time and Self]. (Tokyo: Chuo Koron Shinsha, 1982).

Jikaku

by Yuko Ishihara

Jikaku” (自覚) is a Japanese word comprised of two Chinese characters, “ji” (自), which means “self,” and “kaku” (覚), which means “awaken.” Originally a Buddhist term meaning “self-awakening” or “awakening by oneself” in contrast to “kakuta” (覚他 literally, “awaken other”), or the awakening of oneself that has been guided by another, the word took on a novel philosophical meaning in the beginning of the twentieth century with the work of Nishida Kitarō (西田幾多郎, 1890–1945), the founder of the Kyoto School tradition. In the context of Nishida’s philosophy, jikaku can be roughly translated as “self-awareness” or “self-consciousness” and is one of the key terms that defines his thought. The term first took on an important role in his philosophy around the time of his second major work, Jikaku ni okeru chokkan to hansei (自覚に於ける直観と反省, 1917) which has been translated into English as Intuition and Reflection in Self-Consciousness.[1] The work resulted from critical reflection on the philosophy of junsui keiken (純粋経験) or pure experience presented in his maiden work, Zen no kenkyu (善の研究, 1911).[2] In this work, Nishida argued that pure experience, namely the direct experience prior to the subject-object split, is the fundamental reality and the foundation for all our knowledge. The question remained, however, as to how reflection and reflective thought, which assume a separation between the reflecting and the reflected, can arise from such pure experience. In order to address this concern, Nishida developed the concept of jikaku by taking insight from Fichte’s notion of “Tathandlung” where the unity of self-consciousness is understood as both the act and product of the I. Like Fichte’s Tathandlung, in jikaku the self infinitely develops itself by reflecting itself within itself.

Nishida’s notion of jikaku is further refined in the 1920s when the “place” component of jikaku is brought to the fore. Nishida eventually comes to see that the infinite process of self-reflection in jikaku cannot occur without the “wherein” or the “place” of its reflection. As he later formulates it, “the self mirrors (or reflects) itself within itself” (jiko ga jiko ni oite jiko o utsusu, 自己が自己に於いて自己を写す). Initially, the “place” (basho in Japanese, 場所) is understood in epistemological terms as consciousness or the self. In his theory of basho, first introduced in the late 1920s and further developed in the 1930s and 40s, the “basho of absolute nothingness” (zettai mu no basho, 絶対無の場所) is seen as the ultimate basho and ground of our knowledge and reality. Correlated to this is the notion of “the jikaku of absolute nothingness” (zettai mu no jikaku).[3] “Absolute nothingness” refers to the non-objectifiable nature of consciousness or the self, a complete eradication of the subject-object duality, where consciousness or self is no longer seen as standing over against the world. The “jikaku of absolute nothingness” entails that one become aware of this nature of the self, or better phrased, that awareness awakens to its absolutely no-thingness. “Jikaku” accordingly is a dynamic movement of awareness that essentially involves a deepening of the “place” of our awareness and one’s self-understanding. Here, we can clearly see the Zen Buddhist background to Nishida’s notion of jikaku. For such a deepening of jikaku is not separate from the search for and awakening to the “true self,” a distinctly Zen quest. Because the English equivalents “self-awareness” or “self-consciousness” lack this connotation, they fall short as translations of Nishida’s concept of jikaku. It is also worth noting that Japanese people speak of the deepening of one’s jikaku (jikaku ga fukamaru, 自覚が深まる) in ordinary speech. For example, one’s jikaku as a mother may deepen as she becomes more aware of her specific role as a mother by opening up to the various places involved in being a mother, such as her family, the community, etc. While the Buddhist connotation is absent in such usage, jikaku in ordinary speech still carries the sense of the dynamic movement of self-understanding and has an implicit reference to the “place” of the jikaku.   

In the 1930s, as Nishida’s interest turns towards the historical world, his notion of jikaku also takes on a new meaning. Jikaku is no longer understood within an epistemological context but is now understood in terms of our embodied actions in the world. As the concrete form of jikaku, Nishida introduces the notion of “acting intuition” (koiteki chokkan, 行為的直観) which refers to the interlacing relation between our seeing and acting. Specifically referring to the activity of creating things in the world, Nishida underlines how, on the one hand, we are determined by things as they solicit our actions and, on the other hand, we determine things as we create things and give them new meaning. We thus see things through our actions. Nishida further emphasizes the embodied and historical character of such actions and speaks of “the jikaku of the world” (sekai no jikaku, 世界の自覚) whereby the world expresses itself through our actions.[4]

Recently, Nishida’s notion of acting intuition has gained attention from scholars attempting to bring Nishida’s philosophy into dialogue with contemporary discussions on embodied cognition and enactivism. In an article from 2017, “Acting-Intuition and the Achievement of Perception: Merleau-Ponty with Nishida,” David W. Johnson turns to Nishida’s notion of acting intuition to supplement some of the underlying issues with Merleau-Ponty’s account of the relation between perception and expression.[5] In a 2020 book chapter titled, “Habit, Ontology, and Embodied Cognition Without Borders: James, Merleau-Ponty, and Nishida,” Jonathan McKinney et al. introduce acting intuition and related ideas in the context of what Nishida says about habit and sheds light on the resemblance Nishida’s ideas have with enactivism and ecological psychology.[6] Another interesting direction of research has been opened up by Mayuko Uehara and Elisabeth L. Belgrano in their 2020 article, “Performance philosophy seen through Nishida’s ‘acting intuition,’” where they apply the idea of acting intuition to vocal performance.[7] These articles all show that Nishida’s ideas have much to offer to contemporary discussions on the relation between the self and the world.

Bibliography

Johnson, David W. “Acting-Intuition and the Achievement of Perception: Merleau-Ponty with Nishida.” Philosophy East and West 67, no. 3 (2017): 693-709. doi:10.1353/pew.2017.0059.

Krummel, John W. M. and Shigenori Nagatomo (trans.). Place & Dialectic: Two Essays by Nishida Kitarō. Oxford: Oxford University Press, 2012.

McKinney, Jonathan, Maki Sato and Anthony Chemero. “Habit, ontology, and embodied cognition without borders: James, Merleau-Ponty, and Nishida.” In Habits: Pragmatist Approaches from Cognitive Science, Neuroscience, and Social Theory, edited by Fausto Caruana and Italo Testa, 184-203. Cambridge: Cambridge University Press, 2020.

Nishida, Kitarō. An Inquiry Into the Good. Translated by Masao Abe and Christopher Ives. New Haven/London: Yale University Press, 1990.

Nishida, Kitarō. “Basho” [場所]. In Hataraku mono kara miru mono e [働くものから見るものへ, From the Acting to the Seeing], Nishida Kitarō Zenshū [西田幾多郎全集, Complete Works of Nishida Kitarō] Vol. 4, edited by Yoshishige Abe et al., 208-289. Tokyo: Iwanami Shoten, 1979.

Nishida, Kitarō. Intuition and Reflection in Self-Awareness. Translated by Valdo H. Viglielmo, Takeuchi Toshinori, and Joseph S. O’Leary. Albany: SUNY Press, 1987.

Nishida, Kitarō. “Ronri to seimei” [論理と生命]. In Tetsugaku ronbunshū daini [哲学論文集第二, Philosophical Essays Vol. 2], Nishida Kitarō Zenshū [西田幾多郎全集, Complete Works of Nishida Kitarō] Vol. 8, edited by Yoshishige Abe et al. 273-394. Tokyo: Iwanami Shoten, 1979.

Uehara, Mayuko and Elisabeth L. Belgrano. “Performance philosophy seen through Nishida’s ‘acting intuition.’” In The Routledge Companion to Performance Philosophy, 69-76. London: Routledge, 2020.

Related emic terms: Basho (“place” in Japanese), zettai mu (“absolute nothingness” in Japanese), reflection, intuition, acting intuition

Relate etic terms: Self-awareness, self-consciousness, self-awakening


[1] Kitarō Nishida, Intuition and Reflection in Self-Awareness, trans. Valdo H. Viglielmo et al. (Albany: SUNY Press, 1987).

[2] The English translation is provided by: Kitarō Nishida, An Inquiry Into the Good, trans. Masao Abe et al. (New Haven/London: Yale University Press, 1990).

[3] Nishida’s theory of basho was first introduced in an essay titled, “Basho”, published in 1926. See: Kitarō Nishida, “Basho” [場所], in Hataraku mono kara miru mono e [働くものから見るものへ, From the Acting to the Seeing], Nishida Kitarō Zenshū [西田幾多郎全集, Complete Works of Nishida Kitarō] Vol. 4, eds. Yoshishige Abe et al. (Tokyo: Iwanami Shoten, 1979), 208–89. The English translation can be found in: John W. M. Krummel et al. (trans.), Place & Dialectic: Two Essays by Nishida Kitarō (Oxford: Oxford University Press, 2012).

[4] For later Nishida’s views on acting intuition, see for example: Kitarō Nishida, “Ronri to seimei” [論理と生命], in Tetsugaku ronbunshū daini [哲学論文集第二, Philosophical Essays Vol. 2], Nishida Kitarō Zenshū [西田幾多郎全集, Complete Works of Nishida Kitarō] Vol. 8, eds. Yoshishige Abe et al. (Tokyo: Iwanami Shoten, 1979), 273–394. The English translation can be found in: Krummel et al. (trans.), Place & Dialectic.

[5] David W. Johnson, “Acting-Intuition and the Achievement of Perception: Merleau-Ponty with Nishida,” Philosophy East and West 67, no. 3 (2017): 693–709.

[6] Jonathan McKinney et al., “Habit, ontology, and embodied cognition without borders: James, Merleau-Ponty, and Nishida,” in Habits: Pragmatist Approaches from Cognitive Science, Neuroscience, and Social Theory, ed. Fausto Caruana (Cambridge: Cambridge University Press, 2020), 184–203.

[7] Mayuko Uehara et al., “Performance philosophy seen through Nishida’s ‘acting intuition,’” in The Routledge Companion to Performance Philosophy (London: Routledge, 2020), 69–76.

Debate on Self and Persistence

Udayana’s Concept of the Self and Arguments for its Existence and Persistence

Agnieszka Rostalska, Ghent University

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Introduction

This essay 1 constitutes an introduction to the concept of the self and arguments for its existence and persistence offered by the 10th-century, Indian philosopher Udayana. Theoretically and methodologically, it aims to develop cross-cultural philosophical inquiry into the concept of the “self”, and related issues of its existence and persistence. The proposal breaks with the orientalist, epistemic problematics of the “East-West” dichotomy by focusing on “persistence,” and, by orienting the ‘public debate’ around an exposition of the relatively unknown philosophical views of the 10th-century South Asian philosopher Udayana (rather than, say, a “Western European” figure or school). Further, it will undergo online annotations, which will serve as an impulse for a public discussion between engaged group of scholars 2 specializing in less-commonly taught philosophies.3 As a consequence, the views of Udayana on the “self” will serve as a starting point for a cross-cultural counterfactual thought-experiment engaging diverse global philosophical traditions.

Cross-cultural counterfactual thought experiment involving UDAYANA

As result of many years of academic research I have spent directing my focus towards the so-called *Indian philosophical traditions (*Hindu, Buddhist, Jain, materialist, etc.), I have chosen the Nyāya philosophical school as a sample model of rational theological enquiry. Nyāya is one of the major darśanas or schools of philosophical thought in India, essentially concerned with epistemology and logic . The term ‘nyāya’ has etymological roots in ‘naya’, signifying the skillful art of reasoning or methods ensuring fairness in argumentation and legitimate tactics. The figure of Udayana is in this context meaningful, as he is considered a “father” of the theistic refinements of this tradition –notably the author of two independent manuals: 1. Nyāyakusumāñjali (An Offering of Flowers), dedicated to the arguments for the existence of *God/Īśvara, and 2. Ātmatattvaviveka, or: Investigation of the Reality of the Self, developing arguments for the existence of the self (ātman), which is the main text of this study.

I identify Udayana among the key innovative philosophical thinkers coming from India. His scholarship dedicated to novel ideas of Self and *God is backed up by sharp arguments developed to defend these notions. In my view, Udayana’s works are worth recognizing for study by philosophers of religion. The text of the Ātmatattvaviveka (later for short: ATV) is overlooked even by more narrow field specialists. Most scholars dedicated to the exposition of the Nyāya concept of Self refer to the sūtras and their commentaries (e.g. Chandha 2013). There are yet to be studies of how Udayana’s independent and novel treatise engages with other traditions of Indian philosophy. Notable interpretations of Udayana’s works were done by Bimal Krishna Matilal (1994), Arindam Chakrabarti (1982), and Chakravarti Ram-Prasad (2001, 2017). Kisor Kumar Chakrabarti (1999) did a partial translation of this work and some commentary on it in his book Classical Indian Philosophy of Mind: The Nyāya Dualist Tradition. Udayana is an example of how cosmopolitan, comparativist philosophers of religion may critically engage with others without defending any religious sect per se. I hope that a debate on this text will invite the participants into dialogue, which makes theoretical pursuits in philosophy of religions a truly global, comparative, and inclusive endeavor.

Introducing Udayana

The philosophical ideas of a particular thinker are always inseparable from their socio-cultural and historical milieu. Who was Udayana? Which intellectual environment inspired his philosophical endeavors?

Udayana was born in a Hindu Brahmin family and lived in ca. 11th century.4 in Mithilā (near Dharbhaṅgā in today’s state of Bihar, India. Amma, 1985: 3). His scholastic commentary Nyāya–vārttika–tātparya–ṭīkā–pariṣuddhi (“Correctness of the Notes on the Meaning of the Gloss on the Commentary on Nyāya”) – also known as Pariṣuddhi or Nibandha – on Vācaspati Miśra’s Nyāyavārttikatātparyaṭīkā suggest that he belonged to the lineage of early Nyāya (or prācīna Nyāya) tradition. As such, this text is a final voice in a series of the earliest or classical commentaries of the Nyāyasūtras of Gautama.5 (later for short: NS), the primary treatise of the Nyāya tradition.

Udayana was also an innovator of the Nyāya tradition, as he is the one who synthesized the tradition of Nyāya with its ‘sister–school’ Vaiśeṣika,.6 which gives a syncretic aspects to his texts. Some scholars credit him as the pioneer of a new Nyāya (or Nāvya-Nyāya) tradition, due to his intricate writing style and use of technical terminology.

Udayana’s works are as deeply engaged with competing schools of thought as with peers in the Nyāya tradition, such as Bhāsarvajña (ca. 860–920). Perhaps for this reason, Udayana’s works are regularly commented upon as an authority by later Indian thinkers and present-day Naiyāyika philosophers. Some contemporary interpreters (i.e., Matilal 1977: 97) compare his mastery of logical argumentation with regards to existence of “God” and “soul” with that of Italian Dominican Thomas Aquinas (13th century).7 Udayana’s scholastic style, which predates that of Aquinas, first presents objections (pūrvapakṣa) of the opponent (real or imaginary, at times reformulating standpoints so that they appear even stronger), confronts the objections (uttara-pakṣa), and then endorses his own views.

Udayana engaged in both intellectual debates through his writings, and through debates in public (vāda). A story about his life reveals that when Udayana won in a public debate with the Advaita dialectician Śrīhīra. His son Śrīharṣa composed the text Khaṇḍanakhaṇḍakhādya (“The Sweets of Refutation”) to avenge his father’s defeat and public humiliation (Bhattacharyya 2010: 298). An example of Udayana’s intellectual debating is his Nyāyakusumāñjali, which engaged atheistic Indian materialists (Cārvāka), Sāṃkhya and Mīmāṃsā philosophers, as well as Jain and Buddhist thinkers. His Ātmatattvaviveka, or the Investigation of the Reality of the Self also known as Bauddhādhikkāra (Reproach to the Buddhists), is meant to oppose four Buddhist schools, mainly: Sautrāntika, Vaibhāṣika, Yogācāra, and Mādhyamika, as well as early Advaita Vedāntins, and Materialists, among others. Overall, Udayana’s focus in these debates is directed towards the Buddhist philosopher Jñānaśrīmitra,.8 a follower of Dharmakīrti’s school. Thus, I think it is very appropriate to have Udayana’s works as the focus of a contemporary public debate among a wide variety of philosophical perspectives. 

According to some contemporary scholars, Udayana has “demolished in final fashion the claims of the Buddhist logicians” (Bhattacharyya 2010: 298).” Tachikawa writes that Udayana, “made the greatest contribution to driving the Buddhists out of India (…) He may be said to have brought the conflict between the Buddhist logicians and Hindu logicians to an end (…) Indian Mahāyāna Buddhism was subsequently unable to produce any scholar capable of refuting Udayana” (Tachikawa 1981: 8). A more moderate version of these claims is to recognize how Udayana’s personage may be identified to provide scholars today with important evidence about the contents and history of Indian philosophy.

The context for the Ātmatattvaviveka

For the purposes of this essay, I wish to focus on Udayana’s unique texts on the existence of Self (ATV). In terms of intellectual debate, the text’s objective is to refute the Materialists and Buddhists theories of emergent self (materialism), and no-self and momentariness (Buddhism). The Materialists of Udayana’s time argued that cognitions are qualities of the bodily organs, and that consciousness arises out of the bodily processes and is born when the body matures and dies when the body dies. Most Buddhists from the 11th century argued that cognitions are only causally connected in a stream of awareness events, but do not reside in a substance called the self. For them, cognitions are not qualities, but are produced by an association of bodily sense organs with preceding karmic dispositions. I am taking a departure from dwelling upon these polemical aspects of Udayana’s thought. There are, of course, other ways to read the ATV. The primary aim of this essay is to foreground the conception of “self” proposed by Udayana, and then make some remarks on his conception of “persistence.” 

It is useful to pause at this point to highlight Udayana’s method of approaching different philosophical perspectives. Udayana’s arguments constitute a fascinating polemics with other schools of thought; here, Udayana scholastically presents the opposing views – the doctrines opposed to the Nyāya’s concept of the Self – to refute the rivals and establish his own innovative interpretation of the traditional Nyāya postulations. He presents four distinct counterarguments which correspond to the views held by his opponents: 1. Momentariness theory [Buddhist, mainly Sautrāntika] 2. Unreality of external objects, consciousness alone is real [Yogācāra Buddhist, “idealist”], 3. Non-difference between a quality and a qualified/quality-possessor (or quality’ and ‘substance’) [Buddhist and Advaita Vedāntin], 4. Non-perception (anupalambha) or non-experience of the self different from the body [Buddhist and Materialist]. (Bhattacharyya, 2010: 300, Amma, 1985 :13). According to Udayana, “There are (these) views opposed to the reality of self, namely, that everything is of momentary duration, that there is nothing real apart from consciousness, that qualities and things endowed with them do not differ from each other and that the (so called) self is never perceived (or observed)”9 [ATV 20, Dravid ed. p. 5]. Before introducing Udayana’s arguments in more detail, it will be useful to first define the related concepts which were brought out in their original context. 

Nyāya’s rational ātma-logy – conceptualization

The term for “self” across the Indian philosophical traditions engaged with by Udayana is “ātman.” The concept of ātman has a long history on the Indian subcontinent, which is attested by the Upaniṣadic (Upaniṣads, composed ca. 800–400 BCE) principal concern with the knowledge of the Self (ātman). Here, the term ātman, generally signifies the immutable, undifferentiated, unconditioned, and autonomous principle of existence in human beings).10 Liberation from rebirth (mokṣa) pertains to realization, or direct perception of the Self, ātman.

The issue of how the concept of the ‘self’ is defined in the Nyāya tradition is directly linked to another question prevailing across all competing traditions in India, mainly: can the existence of ‘self’ be known through the means of knowledge (pramāṇas), such as perception, inferential reasoning, testimony? Moreover, if, and how is the state of ‘liberated consciousness’ desirable by the self? Is it a happy or blissful state? These are the kinds of questions that guided the public and intellectual debates of Udayana and his peers.

To approach Udayana’s conception of the self, first, I will briefly outline the standard Nyāya views on ‘self’11, which were the object of critique by and debate with mainly Materialist and Buddhists opponents. Their critiques predominantly motivated Udayana’s response in the ATV. Udayana supposes his readers prior knowledge of the concept of the self and the main Nyāya arguments for its existence and persistence, for convenience, I will briefly introduce them in the next paragraph. Afterwards I am going to turn to Udayana’s emphases and modifications. This will lead to examining Udayana’s endorsement of the existence of permanent self (against the Buddhist ‘no-self’ theory and ‘emergentism’).

Nyāya tradition admits the existence of infinitely many selves/souls (ātman), which are eternal, immaterial and non-composite substances with characteristic qualities (e.g. cognition, pleasure, pain, or desire). The selves are singular and different in all organisms.12 They experience when associated with ‘body vehicles’ composed of homogeneous atoms of a particular material substance. Their connection with a living body consciousness emerges not as a necessary but as an accidental feature. Before the connection with the mind (manas), an individual self is not conscious. In other words, the self must be embodied in order to experience awareness and cognitions (NS 3.1.18–26).

The Nyāya tradition may be briefly summarize to attribute three main characteristics of the self:

First, the self is different from the mind and the senses, which enables it to realize its own activity. However, the instance of mind is here not an active or cognitive faculty but solely a passive internal organ, which neither thinks nor acts. It serves as an instrument for the self to experience (pleasure, pain, desire, aversion, merit, demerit, etc.) and cognise. Cognition is here a property of the self, since the self is a locus of awareness, and not a cluster of physical elements or non-sentient intermediaries. The self owns its qualities: cognitions, dispositions, memories, feelings, and actions. The self is therefore not pure consciousness, as Materialists or Idealists would claim, but is a highly individuated self with a personality. 

Second, the self is the substratum of knowing (jñānādhikaraṇam-ātmā).13 Self is not conscious by nature, it is an inherent cause of consciousness or knowledge. Knowledge is an adventitious attribute of the self. Through the connection with a living body consciousness emerges, but not as necessary but as an accidental feature.

Third, because the self is a continuous spiritual substance, it retains its identity through the events of one lifetime and from one lifetime to another. Moreover, the Nyāya thinkers would argue that the self endures beyond death. Their argument is as follows: “Because, immediately being born, an infant has the experience of joy, fear and sorrow [and this] as a result of the ‘lingering of the memory’ (smṛtianubandha) of the past experiences” (Gangopadhyaya transl. vol. 3, 1972: 33). The commentator Pakṣilasvāmin Vātsyāyana in the Nyāya-bhāṣya (later for short: NBh) explains that the recollection of one’s past experiences produces the experiences which are indicated by emotions. The underlying assumption here is that of rebirth, since how does the newborn know how to emotionally respond? Or, why does a newborn immediately try to reach out to the mother’s chest for nourishment? According to this tradition, the answer is that these reactions are linked to memories. They are the result of previous experiences. The continuity of self stretches into the past, and consequently is projected into the future. This gives the self two fundamental forms of identity, i.e., the identity of knowing: one and the same self apprehends cognitions. And, the identity of action: one self inherits karmic fruits of action and suffers or enjoys them.

The Nyāya tradition considered the existence of self as a given long before Udayana’s involvement in their debates.14 The self is enlisted in the NS 1.1.9 as one of the objects of knowledge, prameyas. It is discussed in that text as the topic of inquiry, as something yet to be determined. The Naiyāyikas do not support this conclusion first and foremost on the basis of testimony of sacred text, like the Vedas, nor to the reliable utterance of some source provided by an authoritative speaker (for instance a sage (ṛṣi) or another noble person). They leave space for a possibility of learning about the ‘self’ through testimony. Among all accepted  means of knowledge, the self’s (ātman) existence is postulated with the use of inferential proofs, i.e. through the process of inference (anumāna).15 The self cannot be perceived directly. What this means is that the self is something known based on experienced inner states . The following sūtra states that the self (ātman) is an object of inference based on ‘marks’: desire, aversion, effort, pleasure, pain, and knowledge (NS 1.1.10). Udayana’s broader intellectual context therefore included a predilection to conceptualize “self” as physically imperceptible that is only known by its inferential marks.16

Perhaps the above makes it all the more remarkable that the Nyāya tradition insists that a clear understanding of the true nature of the self is a condition for final liberation (mokṣa). According to Nyāya, mokṣa, or liberation from rebirth, or apavarga, the final liberation or beatitude, is the soteriological aim of all philosophical endeavors. In the emancipated state the self is disembodied, and retains only its formal qualities (like oneness, separateness from other selves, etc.). Freedom from pain, or suffering (duḥkha), is brought about through the removal of all blemishes (attitudes and inclinations) and termination of activity. The self is released from the cycle of rebirth, yet it does not endure in the state of bliss, or eternal happiness (Chakrabarti 1983: 174–5) and persists without further cognitive states (Ram-Prasad 2001: 85–91).17

Udayana’s writings do not fundamentally challenge the positions above. Instead, Udayana’s writings can be seen to bolster these claims, with arguments about how ‘self’ (ātman) is directly apprehended through internal perception. His innovation, in the ATV, is that the self can indeed be an object of direct cognition. 

Udayana’s ‘self-awareness’ of the self

Amid the debates with the Materialists and the Buddhists of the time, Udayana’s objective is to remove the grounds by which these intellectual peers were able to redirect the conventional Nyāya arguments in service of their own positions. In the case of the Buddhist philosophers, the Nyāya claim that the existence of permanent self (ātman), i.e. a quality–possessor, may be inferred, was turned into an argument for no-self/anātman.

It seems that Udayana was not convinced by the dismissal provided by the Vaiśeṣika philosophers18, who argued that the self’s non-perception is no evidence for the self’s non-existence, since this non-perception is due to the self’s subtlety (saukṣmya). Udayana also observed that “[t]he self is not regarded by the Buddhist as cognizable or perceptible” [ATM Dravid ed. p. 343] . To only double down on imperceptibility, as did the Vaiśeṣika, was simply not adequate. Following Vācaspati Miśra’s interpretation of the possibility of knowing the self – through perception, he considers an argument [ATM, ibid.] about the non-apprehension of the self, which K. K. Chakrabarti (1999: 268) paraphrases formally as:

Whatever is not cognized is nonexistent.

The self is not cognized.

Therefore, the self is nonexistent.

Udayana considers two cases of non-apprehension: either that the self is not apprehended by anyone (universally) or by the individual (particular). The first scenario is in his opinion questionable, as there is a possibility that the self is perceived by some or all. In other words, non-apprehension may provide a basis for doubt, but it does not disprove the existence of the self. In the second case, the individual’s non-apprehension “applies even to cognisable entities”, which also does not disprove the existence of self and its possibility of being perceived. 

Udayana’s objective was to determine how the self might be known despite granting that it cannot be experienced empirically. Unless a thing is perceived, it cannot be called perceptible. So if the self is perceptible, it cannot remain unperceived. But how might the self be perceived? Udayana’s first innovation was to make an argument for indeterminate perception:

“But what is the proof for the existence of the self? Perception itself for sure. The awareness as ‘I’ is a matter of experience for all living beings. Certainly this awareness cannot be unobjective or endowed with dubious objectivity as it is neither verbal nor subject to contradiction. It is also not generated by the middle term in an inference. Even a person who has no knowledge of any middle term has self-knowledge. Nor is it recollection as what is not experienced cannot be recollected. It is also not reasonable to say that this awareness is an objectless cognition which is beginningless and is generated by a beginningless urge. This can be said of the common cognitions of blue, yellow etc. also. If self-awareness could be discredited on the ground that it is the product of some beginningless urge, how can any other cognition be credited as valid so that one could depend upon the cognitions of blue, yellow etc.?” [ATV, ibid., p. 344]

This paragraph represents his major argument for the existence of the self. Udayana points here that the indeterminate self-awareness, common to all living beings, is: non-verbal, incorrigible (not subjected to contradiction), not inferential, not recollection, not an objectless construction (non-objective construction, vikalpa).

Udayana introduces the idea of “indeterminate perception” in order to argue that the self is perceived much in the way that other categories of things are perceived. In Sanskrit the basis for this claim is the concept of nirvikalpaka, “in the raw,” where indeterminate perception grasps a qualifier of something prior to forming a robust conceptual deployment and organization of it and does not require a ‘mark’ since its object is perceived directly. The other manner of perception is savikalpaka, or “determinate” cognition, where something may be much more immediately produced as a concept within a verbal propositional. Something indeterminately perceived is not ineffable or inscrutable. Self-awareness simply does not require language; while ordinary cognitions  are subjected to language and assessment (K. K. Chakrabarti ibid. 271).

Udayana’s argument is that living beings have an indeterminate perception about themselves. If the Buddhists admit that the objects of indeterminate perceptions are real, then they must concede that the self is such an object, too.

Udayana thereby argued that while there are erroneous perceptions of the self, that does not mean there is no self. Self is something as real as the color blue. It is not an “objectless cognition which is beginningless and is generated by a beginningless urge” (or, a subconscious impression, vāsanā which is not generated by some previous perception).  In other words, if we would try to challenge the reality of self-awareness in this way, by reducing it to an object-less cognition generated by subconscious impressions, in a similar fashion we would challenge the reality of the color blue.

The general idea of indeterminate perception is not difficult to understand. Udayana’s argument invokes color as the basis of the claim. There can be a determinate perception of things that are “blue,” but Udayana’s analysis finds that ​​a determinate perception of blue presupposes indeterminate awareness of blue. Udayana then extends that claim to the self. There is an indeterminate perception of what is “self.”

Udayana states further that: “Nor is self-cognition baseless or objectless because the self is not cognised by external senses. Even the cognition of intellect or consciousness would the be baseless or objectless. If self-consciousness is the ground of reality of intellect then in the case of the self too the evidencing ground is the mental perception of the self”  [ATM, ibid. p. 346]. Dravid (ibid.) explains this passage as follows: “Just as consciousness is its own evidence so the self is evidenced by mental and not external sensation. Not only the self, even pleasure, pain etc. are known to be real only through mental sensation.”

Udayana’s objection to the Buddhist’s arguments about causation provides another insight into Udayana’s conception of the self. The Buddhist claim was that there is no self because each moment of time is the product of an entirely different set of co-determinating factors. While these factors might create the background for a succeeding state of affairs, that succeeding state’s identity is utterly different. That is, while one state of affairs – either that of a so-called individual or even that of the entire world – might succeed one after the other, the Buddhists argued there is no grounds to claim these states of affairs belong to the identical, same individual or world. Udayana explains this as the theory of momentariness, which he argues is unable to explain how empirical consciousness is continuous. He appeals here to the Nyāya inferential proof for the self from recollection: “it is the definite ascertainment of the earlier and later cognitions being caused by the same agent” [ATM p. 349]. K. K. Chakrabarti (ibid., 275)19 explains this argument as follows: “the support or source or object (ālambana) of I-consciousness is permanent, because it is also the object of recognition.” Udayana argues that if there is grounds to claim there is a continuity that connects moments, then there is grounds to claim there is something like a “self” that provides that continuity and identity, and bounds previous perception and latter recollection of the knowing agent. If perceptions and recollections did not belong to the same knower, then the teacher’s cognition could be remembered by a student. According to Udayana, this is absurd.

Udayana zeroes in on the Buddhist’s agreement about karma. He states that the theory of momentariness cannot sufficiently explain the law of karma (accumulation of merits and demerits), according to which it is one person who reaps the fruits of his/her activities. For a previous state is succeeded by the next state and there is a (split second) gap, between the preceding and succeeding states. Something must, according to Udayana, connect across these gaps. “It is the self with merit that by its contact with things brings about their movements (Dravid p. 375)”. Furthermore, according to Udayana, the Buddhist’s of his time were not able to explain memory. By Udayana’s account, Nyāya conceptions of causality do not run into these problems. The self is the material cause of our awareness of ourselves. It is the same self which both perceives and remembers (Bhattacharya 2010: 308). 

Finally, Udayana points out that the attempts to reject the reality of the self, would pose a difficulty for one’s final release – “A non-self-aware person cannot be a redemption seeker” (ATV ibid., p. 376). Without the ‘self-awareness’ of the self, nothing can be desired or avoided, including one’s own final release or liberation.

Self’s persistence 

Although there is a double reference to “after-life” through the concepts of 1. paraloka, the other or future world, or plane/realm of existence) or 2. svarga, “heaven” or temporary plane where the selves which have not yet reached the state of mokṣa, final release or liberation, the theological considerations of “afterlife” are not the focus of the Nyāya tradition within which Udayana wrote the ATV.20  Given the arguments about karma above, the notion of “after-life” would have to be accompanied by a conception of “pre-life”. And as we have seen in the mentioned earlier ‘newborn’s inheritance’ argument21, revoked by Udayana, to ensure present recollections of past experiences, there should be a continuous self – the agent of apprehension (anubhava), dispositions (saṃskāra), and recollection (Amma (1985: 146).

The correlative terms for “persistence” such as “beginingless” (anādi), and endless (ananta) in Nyāya philosophy, suggest that “persistence” is a well–suited concept to describe Udayana’s ideas. Persistence is a term much better suited to cross-cultural thinking, too. Udayana’s conception of the self draws upon the Nyāya terminology of ātman. And, as we saw above, it does involve the concept of karmic disposition. Udayana’s decision to use the concept of karma was not merely to serve a role in his arguments against the Buddhists. Karma is related to how this idea of self persists.

There is much literature about the philosophical understandings of “karma” across the various schools and thinkers of Indian philosophy. From Udayana’s perspective the persistence of a self provides the grounds for discussions about karma. While his position is that while the conceptual understanding of karma depends on the self, the conception of the self does not depend solely upon karma. Instead, karma is among those phenomena that provide justification of the self as ātman.

As noted earlier, Udayana conceives of the self within the Nyāya tradition as a continuous, spiritual substance. On the grounds that newborns do not learn joy, for example, they must retain this as a lingering memory of the past experiences (see above, Gangopadhyaya transl. vol. 3, 1972: 33). These recollections of emotions indicate the persistence of the self through past experiences. But these past experiences do not destroy “free will”, since Udayana, like other Naiyāyikas, makes knowledge as that which mediates the possibility of freedom. “Why should the unconditioned self be contemplated? Because by means of continuous contemplation of it, release is attained” (ATV, ibid. p. 377). The self is capable of gaining sufficient knowledge for the release from pleasure and pain, which are the indicators of karmic retribution. Udayana asks, “what is the nature of the contemplation of self? It is discrimination. Discrimination from what? From the body, etc. which are other than the self” (ibid.) Thus, acts of cognition to discriminate the self from extraneous phenomena is the means to freely realize persistence of the self.

Udayana’s discussion of how the self can achieve the purest of ideas is based in Nyāya’s singular unifying concept – niḥśreyasa – which results from reaching a state which amounts to attaining comprehensive knowledge (tattvajñāna) of all there is to know. Niḥśreyasa, more than knowledge of the self, is an all-encompassing knowledge state. This is not the same transcendental state that is underscored in the more “spiritually” aligned theological systems – such as, in particular, mokṣa, or salvific liberation from embodied existence. Niḥśreyasa as such has no necessary connections with life hereafter (Potter 1977: 29–34). This knowledge amounts to nothing more nor less than the destruction of all mithyajñāna, false understandings.22 The liberating aspect of the nihśreyasa state is that no pleasures are transported across. Not even the positive pleasures of life, desire-driven satisfaction, from luxuries of appetite to sensual-sexual pleasures (Halbfass, 1997, 155–6).

The introduction of niḥśreyasa is useful to show how Udayana understands persistence of the self. The self can be released, and continue to exist independently in a joyless unending free-time seamless horizon – and steeped in deep-sleep state minus the dreams (suṣuptasya svapnādarśane, see: NS 4.1.62, M. Gangopadhyaya (transl.) part. 4, 1973: 86). In this state, the self is atemporal (nityatva) and cannot be extinguished. And there is no merging with the other, no greater or smaller of which could be thought. Udayana’s formulation of “release without transcendence” amounts to a unique model of liberation that explains the persistence of the self.23 The release of the self from indeterminate cognition occurs not because of any mental state succeeding it but by means of time associated with the destruction of the self’s destiny.

Conclusions

In this essay, I identified Udayana as one among the key innovative philosophical thinkers coming from India. As a relatively overlooked source of philosophical arguments about self and persistence, I have proposed Udayana’s works to be worth recognizing for study by philosophers of religion. While the historical context of the Ātmatattvaviveka is that of debates with Materialists and Buddhists, I have shown how Udayana’s polemics may be read to present some positive formulations on his understanding of “self”, “self-awareness”, and “persistence.” Udayana’s use of “indeterminate perception” enabled his texts to conceptualize an idea of self that persists both prior and after the state of existing as a human being. The objective of this present essay is neither to analyze the philosophical merits of Udayana’s argumentation nor recommend his approach as a means of doing “global-critical philosophy of religion.” I do hope that readers might gain new understandings about how ancient texts overlooked by Western canons pertaining to the philosophy of religion may be read to propose novel conceptions of self and persistence.

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